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AI Agents trained on DNYFS requirements automate the heavy lifting—so your compliance costs stay low. 

Microsoft Outlook and OneDrive, along with PointCentral, ARIVE, or LendingPad used by in‑office or remote employees, are where our expertise saves you time and money.

Compliance‑Driven Security Services

Security Oversight Made Easy

Building awareness around cybersecurity threats, safe handling of client data, and preventing email‑based attacks.

Microsoft Email and Document Storage

Ensuring only authorized individuals have access to sensitive systems, documents, and borrower information.

Device Management for Windows, IOS, and Android

Managing how long data is kept, where it is stored, and how securely it is disposed of.

Need Help Evaluating Your Current Systems and Filing Your Paperwork?
  • Review your existing tech stack and security posture.

  • Identify every NYDFS 500.19(a) exemption you qualify for—saving you money.

  • Prepare and submit required paperwork, including exemption notices and Annual Certification.

  • Create only the policies and documentation that examiners still expect, even for exempt entities.

  • Provide a clear plan showing what’s required, what’s optional, and what can be safely ignored.

CISO as a Service: Hands‑On Security Guidance All Year Long

Our CISO‑as‑a‑Service offering gives your brokerage a dedicated security partner who works with you all year—not just during audit season. We take a hands‑on approach, guiding you through every requirement, every control, and every document NYDFS expects to see. You’ll always know what needs to be done, what’s already covered, and where your risks are. With Firewall Valley as your on‑call security leadership team, you’ll never have to navigate compliance or cybersecurity alone. We understand Mortgage Brokers with few employees don't have the financial resources of large lenders so we use the 

Need Help Deploying the Required Security Controls Before You File?

​We implement the essential security controls examiners look for—nothing bloated, nothing unnecessary.

  • Microsoft 365 tenant hardening and identity security.

  • Cloud file server setup, ransomware protection, backups

  • Physical firewalls or virtual firewalls for remote employees.

  • PC and mobile device hardening with secure configurations.

  • Email protection, encryption, and data backup solutions.

Strategic Service Plans

Strategic security oversight and fractional CISO advisory tailored for mortgage brokerages and financial institutions.

Documentation Package
  • NYDFS paperwork support

  • Exemption filing help

  • Required policy creation

  • Compliance evidence prep

  • Audit‑ready guidance

Fractional CISO
  • Dedicated CISO Advisor
  • Strategic Compliance Audits
  • Enterprise Email Hosting
  • 24/7 Security Advisory
  • Real-time Threat Monitoring
Security Essentials
  • Quarterly Security Reviews
  • Vendor Management Audits
  • Digital Compliance Vault
  • Custom Alert Response

Need something custom? Contact our mortgage security specialists for enterprise-tailored advisory services.

Ready to Secure Your Firm?

Firewall Valley provides elite fractional CISO services tailored for the mortgage industry. From rigorous risk assessments to secure email hosting, we ensure your firm stays compliant and protected in an evolving threat landscape. Book a consultation today to choose the right service plan for your operations.

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